Give PhD students discussion points for viva, UK examiners urged

Regular breaks, mock vivas and introducing an online option among other recommendations made by review that aims to combat ‘gladiatorial approach’

February 28, 2025
Cambridge, England, 30_November_2024, UK. Students gather on Kings Parade after attending graduation day at St Marys church along Kings Parade in Cambridge,
Source: iStock/chef2323@hotmail.co.uk

Academics should specify the exact areas of a thesis on which they wish to ask questions during a PhD candidate’s viva, says a review of UK doctoral examination practices which has urged scholars to challenge the discourse that PhD study “is just meant to be hard”.

The call to provide a list of areas of a PhD thesis that could be discussed is one of several recommendations made by researchers at the University of Warwick to help PhD assessment become more inclusive.

The study, launched on 28 February, also suggests online vivas, or even written vivas, could be offered to all students, while a viva format in which the student presents on their thesis for 10 minutes before the discussion could be made standard. Examiners should also schedule breaks within the viva, offer the possibility of additional breaks and state the maximum length of a viva.

Pre-viva conversations with a supervisor and a mock viva could also be made standard practice, while supervisors should be asked to avoid multipart questions that could potentially confuse students, the study suggests.

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The recommendations follow a review of doctoral practices at several UK universities, as well as interviews with PhD students, supervisors and examiners at Warwick, which highlighted different approaches to the viva examination across departments and institutions and a lack of awareness among doctoral candidates about viva examinations.

More consideration should also be given to the post-viva corrections period – a stressful phase when PhD funding has often expired and pressure to get a job is looming, it adds.

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The study also focused on how examiners could make reasonable adjustments for doctoral candidates with disabilities – in particular those on the autistic spectrum who struggle with social interaction and communication.

According to the study, some supervisors and students were reluctant for a full list of questions to be provided in advance, arguing that this could undermine the educational value of a viva and the integrity of a doctorate, but they were more open to stating the areas on which a candidate might be quizzed.

That adjustment could become a “universal accommodation” for all candidates, reflecting concerns over “fairness to other students”, the authors suggest.

“That was definitely the most controversial area of the study,” said Emily Henderson, director of Warwick’s Doctoral Education and Academia Research Centre, explaining that “in some countries it’s normal to provide questions in advance, though there is a less of a history of this in the UK”.

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Given the rise of AI-generated essays, the PhD viva is perhaps even more crucial for “checking candidates had written their theses”, said Henderson who nonetheless felt a list of areas on which discussions would hinge could assist students suffering from anxiety, while preserving the viva’s integrity.

Allowing PhD students with additional needs to bring an “advocate” into their viva also raised concerns among some supervisors, who were keen to ensure advocates focused solely on the well-being of students, rather than providing academic input.

James Burford, associate professor of global education and international development at Warwick, who led the study, said the project’s recommendations are designed to “demystify” the PhD examination process for students “who “did not know what a viva entails and did not know what kind of reasonable adjustments they needed or could request”.

While focus groups with supervisors and students had stressed the need for vivas to contain “robust and rigorous exchanges, there is a need to make sure vivas are inclusive,” continued Burford.

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“A gladiatorial approach to these exchanges is going to disproportionately disadvantage some students who might otherwise perform well,” he said.

jack.grove@timeshighereducation.com

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Reader's comments (8)

Because what we really need is for PhD exams to be made easier. Yessir. "supervisors should be asked to avoid multipart questions that could potentially confuse students". Because we expect PhDs not to be very smart, that's OK.
Exactly.
This is not going to raise standards but lower them even further. Doctorates should not be easy. They should only be for those who have the intellectual ability and emotional stamina to take on the rigours of high quality research and to conduct this independently and with integrity and to be able to defend their work.
These proposals seem ill-advised to me. I'm a senior lecturer at a Russell Group university. The use of 'essay mills' and AI is rife in the sector. The viva is intended primarily as a check on authorship and providing 'areas of focus' in advance would simply facilitate plagiarism. Moreover, it would inhibit the ability of examiners to be dynamic within the viva by following up on areas that emerge as significant during the discussion ... and if they were to do so they could be open to appeals for 'departing from the script'. Also, as others have here, PhD candidates should have the mental capacity and familiarity with their thesis to be asked about any part of it without limitation. Let's keep vivas as the guarantee of authorship and ability that they have been for centuries and resist attempts to make them cosier. Diluting the rigour of the viva serves no-one in the end as doctorates would simply be regarded with the same suspicion as bachelor's and master's degrees that are now suffocating under lowering standards and plagiarism. Let's also trust academics to design and lead vivas and stop the endless red-tape of new rules.
Given that the first PhDs weren't offered in the UK until 1917, I think saying its been this way for centuries is a bit of a stretch.
I applaud the intentions behind this, but I don't think that, ultimately, such changes are feasible. When I examine a student, I probably have a question about every second page of the thesis. Granted some of this could be done in written form, but as a published piece of scholarly communication, it is important that a thesis is properly peer reviewed, and to that extent, the published product does not contain any errors that could have been detected before publication. This is no different to the process a paper would go through before publication, except a thesis being much longer than a paper - a good reviewer would require a paper author to correct every mistake they can find, however minor, and clarify every point that way unclear before they allow publication, and a thesis should be no different. I don't believe that a PhD "is supposed to be hard". However, I do believe that a PhD candidate must meet the criteria for a PhD - that is to have a knowledge of their field (beyond their immediate project), and to conduct rigurous independent research within their topic. It is, therefore, important to demonstrate that these things between the thesis and the viva. In all the PhD candidates I've examined, I've yet to see a thesis that demonstrates this on its own.
A viva is a defense of your PhD thesis, and is an important part in preparation for an accdemic on the world stage, not just the cosy enviroment of the UK. A written via with pre-notification of question also endangers a critical element of the process that ensures the thesis is thier own work, and not someone else's. Once in a viva I asked a candidate to explain what a column of unprocessed data was and how it was measured. When asked the candidate could not answer either, when asked if they had taken the data the candidate refused to answer. If candidates get advance written questions then it makes the job of identifying if the work was actually done by the candidate much harder.
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Having not yet read the full report, I can only comment on the article here and the other BTL comments. I am appalled by the suggestion that mock vivas and pre-viva conversations with supervisors should become standard. What the h*$l are supervisors playing at currently? Those are basic parts of preparing a candidate for their viva and should already be the norm. Giving them at least some insight into what will be coming is, for me, an essential duty of a supervisor. This is not about making the PhD easier. The viva should be a conversation between colleagues with a shared interest in the topic. The notion of thesis defence should not treat that term as some sort of military challenge. As for the issue of identifying some topics for discussion in advance, then unless the idea is that those are the only things that can be discussed in the viva (I see no suggestion that this is the case), this represents merely a starting point. Besides, when colleagues and I give our candidates mock vivas, one of the things we do is indicate the questions we expect to come up - both general (gentle opening full-tosses to get the candidate relaxed and the discussion moving), and the detailed issues around methodologies, methods, data, interpretations, etc. that will follow on. I would, however, say that comparing the UK with other countries (for example in terms of providing questions in advance) is for a total non-starter. Having examined PhDs in different countries, with totally different examination processes, trying to find specific evaluation practices to adopt is potentially very damaging - unless you also harmonise every country's basic evaluation processes. As for the AI question, plagiarism is nothing new, even at doctoral level. But leaving scrutiny until the viva is itself also questionable practice. Again, we as supervisors should be on the lookout for such issues through supervisions. And so long as these are regular and sufficiently frequent (my institution requires monthly meetings), we can not only look at what is being produced as we go along, but we can also look out for any problems the candidate might be having that would encourage them to turn to AI for help. None of this is about making the getting of a PhD easy. But we should be going out of our way to make it harder for our candidates to get a PhD than it is already.

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